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Registered Rep. September 21, 2012 Jerry Gleeson |
Desperately Seeking Financing For most advisors looking to grow through acquisition, the thorniest issue is finding the cash to do so. |
Registered Rep. September 20, 2012 Kevin McKinley |
Health Care Costs Are Making Clients Sick They say an ounce of prevention is worth a pound of cure. Yet when it comes to addressing client concerns about current and future health care costs, most financial advisors don't even offer even so much as a periodic check-up. |
Registered Rep. September 18, 2012 Mark Miller |
Advisors, plan sponsors falling short on Social Security advice Most Americans need help when it comes to understanding how to get the most out of their Social Security benefits. But a new study shows that financial advisors aren't very knowledgeable about the ins and outs of the program, either. |
Registered Rep. September 17, 2012 Alan Lavine |
Insuring Income You'd like to insure at least part of your client's income for life. But do you choose a variable annuity with a guaranteed lifetime withdrawal benefit? Or an immediate annuity? |
Registered Rep. September 13, 2012 Diana Britton |
The Newest Threat to Asset Managers: The Wirehouses Global asset management revenue remains on the same downward trend since 2007, but there's a new threat to their profitability -- the wirehouses. |
CIO August 1, 2012 Jeremy Kirk |
Industry Group Formed to Guide U.S. Payment Card Upgrade An industry group launched on Tuesday will guide a massive upgrade of the U.S. payment card system to a new platform designed to prevent card fraud. |
Financial Advisor September 2012 |
RIA Acquisitions Poised To Accelerate A growing number of large RIAs are preparing their firms for sale, and more than a few are retaining investment bankers to draw up the required financial documents any acquirer would demand, according to Schwab Advisory Services. |
Financial Advisor September 2012 |
Finra Fines On Pace To Exceed 2011 Totals Financial Industry Regulatory Authority fines and disciplinary actions for 2012 are on track to significantly outpace those for 2011, according to a midyear review from the law firm Sutherland Asbill & Brennan LLP. |
Financial Advisor September 2012 Jim McConville |
Veteran Industry Group Going After Small To Midsize B-D, Hybrid Markets Calton & Associates Inc. has been acquired by a group of executives, spearheaded by independent brokerage veteran John Simmers, that plans to use the firm as a launching pad for serving the small to midsize independent broker-dealer and hybrid investment advisor market. |
Financial Advisor September 2012 |
Alternatives Conference Educates Advisors, Expands Focus The need for investor education was a big theme at the third annual Innovative Alternative Strategies conference, held in Denver in late July. |
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