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Registered Rep.
October 28, 2015 |
TD Ameritrade Institutional: Helping a Diverse Industry Find a Common Voice TD Ameritrade Institutional has made it their mission to press for the kind of recognition and collective influence afforded other professional industries.   |
Registered Rep.
October 28, 2015 |
Merrill Lynch: A Simple and Streamlined Approach Merrill Lynch designed Merrill Lynch One, a multi-year, $100 million project that brought together five disparate money management platforms, each with their own fee structure, enrollment process and website. |
Registered Rep.
October 28, 2015 |
PAX Ellevate Global Women's Index Fund: Invested in Diversity The fund was the recent winner of Wealthmanagement.com's Outstanding Achievement in Equities award. |
Registered Rep.
October 28, 2015 |
Cetera Financial: A 90-by-90 Approach to Transition Cetera Financial built their 90-in-90 Plan to help advisors who are transitioning to another firm, overcome anxiety by laying out a defined, detailed and complete process. |
Registered Rep.
October 28, 2015 |
Smarsh: Keeping Compliant As technology continues to evolve, both for advisors and the clients they serve, there will always be new regulations and new compliance challenges. |
Registered Rep.
October 27, 2015
Debbie Carlson |
High Yield, Or High Risk, For The Green Energy Gang As of June 2015, there were 18 publicly traded yieldcos, 14 of which issued IPOs within the last two years. Their stock soared in 2014, but that diluted their favorable yields as the pace of new projects could not keep up. |
Registered Rep.
October 26, 2015
Kevin McKinley |
Paying Tomorrow's Tuition Today In the right situation, prepaid tuition plans can provide savers with a competitive ersatz investment return, especially for families with children who are bound for college in the next few years. |
Registered Rep.
October 23, 2015
Mark Miller |
File-And-Suspend No More? File-and-suspend is at the top of Washington's hit list for changes to retirement policy. |
Registered Rep.
October 22, 2015
Mindy Diamond |
Should an Advisor Move When Markets Are Choppy? We have repeatedly been asked if these unpredictable market swings have a negative impact on financial advisors moving to new firms. |
Registered Rep.
October 21, 2015
Lynn O'Shaughnessy |
An Important Change in Financial Aid What President Obama did by signing an executive order in September to make two seemingly simple changes to the FAFSA process can potentially reap huge benefits to your families with college applicants. |
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